Front view of Memorial Hall at Chapman University
Institutional Compliance

» Department of Institutional Compliance Overview

Institutional Compliance comprises of activities that support coordination, management, and monitoring of the risks associated with federal, state and local laws and regulations.

While Chapman has individuals responsible for monitoring compliance with specific laws and regulations in various areas of operations, Institutional Compliance comprises the collective university activities that help to ensure all significant compliance risks are addressed and effectively managed.

Elements of an Effective Compliance Program

Chapter 8 of the Federal Sentencing Guidelines provides guidance and direction for establishing and maintaining an effective ethics and compliance program.

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Ethics Anonymous Reporting Helpline

Chapman University has contracted with an outside provider, Ethicspoint, Inc. to receive reports regarding concerns over financial irregularities (and similar ethics related matters).

For more information on when and how to report, refer to the Ethical Concerns Brochure.

Click below to file a report.